PQ
PQ

Peter John Quinn

39 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
29 advisors
Number of Clients
977 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$1.2B

Fee Structure

Minimum Investment:$100K
Financial Planning:Investment management only
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Location

1214 E. Cary St., Richmond, VA, 23219

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Peter is the President & CEO of Riverfront Investment Group, a registered investment advisor, dedicating nearly full-time hours to this role. He also works as a registered representative for ALPS Distributors, marketing Riverfront Funds, and serves as a board member for the Virginia Institute of Marine Science Foundation, spending minimal time on each.

Employment History
Current Registrations
Alps Distributors, INC.Broker
March 2011 - Present · 14 yrs 11 mos
Riverfront Investment Group, LLC
March 2008 - Present · 17 yrs 11 mos
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
October 2008 - December 2010 · 2 yrs 2 mos
Davenport & Company LLC
November 2006 - September 2007 · 10 mos
Davenport & Company LLCBroker
January 2006 - September 2007 · 1 yr 8 mos
Anderson & Strudwick, IncorporatedBroker
April 2005 - November 2005 · 7 mos
Cary Street Partners LLCBroker
April 2005 - April 2005 · 0 mos
Wachovia Securities, INC.Broker
October 1999 - May 2003 · 3 yrs 7 mos
First Union Capital Markets CORP.Broker
June 1999 - October 1999 · 4 mos
Mentor Services Company, LLCBroker
February 1998 - June 1999 · 1 yr 4 mos
Mentor Distributors, LLCBroker
May 1992 - February 1998 · 5 yrs 9 mos
Wheat, First Securities, INC.Broker
October 1985 - May 1993 · 7 yrs 7 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
September 1984 - October 1985 · 1 yr 1 mo
Git Investment Services, INC.Broker
January 1984 - September 1984 · 8 mos
State Registrations1 state
VA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.