Joseph Lee
Joseph Lee is a registered investment advisor at Transglobal Advisory, LLC, based in Monrovia, CA, with 33 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 144 clients with $47M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.75% |
| $500K - $1.0M | 1.50% |
| $1.0M - $10.0M | 1.25% |
| $10M+ | 1.00% |
Fees are generally negotiable. For accounts strictly invested in fixed income securities, TransGlobal Advisory generally charges an annual fee of 0.25%.
Fee Estimator
Location
185 W Chestnut Ave, Monrovia, CA, 91016
Get directionsHistory
Regulatory History (2)
Customer Dispute
February 2017Employment Separation After Allegations
August 1996Other Business ActivitiesSells Insurance
Joseph is a Senior Director at Transglobal Holding, conducting fixed insurance seminars, taking about half his time. He also works as a trainer/speaker for TransGlobal Advisory, LLC and is a Registered Representative for Globalink Securities, Inc.
Employment History
Current Registrations
Transglobal Advisory, LLC
Globalink Securities, INC.Broker
Previous Registrations
Cetera Investment Services LLCBroker
Cetera Investment Advisers LLC
LPL Financial LLC
LPL Financial LLCBroker
Cetera Investment Advisers LLC
Cetera Investment Services LLC
Cetera Investment Services LLCBroker
LPL Financial CorporationBroker
Ucb Asset Management, INC.
Ucb Investment Services, INC.
Ucb Investment Services, INC.Broker
Fenb Securities, INC.
Sinopac Financial Services (USA) LTD.Broker
Brown Brothers Harriman & CO.Broker
Wma Securities, INC.Broker
Great Western Financial Securities CorporationBroker
Citicorp Investment ServicesBroker
Suppes Securities, INC.Broker
Htl Securities, INC.Broker
Grant Bettingen, INC.Broker
Mariner Financial Services, INC.Broker
Kemper Securities Group, INC.Broker
Bateman Eichler, Hill Richards, IncorporatedBroker
Lasalle St Securities, L.L.C.Broker
Shearson Lehman Hutton INC.Broker
E. F. Hutton & Company INCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.