FA
CFP
FA
CFP

Francis Astorino

42 Years of Experience
Fairfield, NJ
1 DisclosureBrokerSells Insurance

Francis Astorino is a CFP-designated registered investment advisor at LPL Financial LLC, based in Fairfield, NJ, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

155 Passaic Ave, Suite 400, Fairfield, NJ, 07004

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
April 1994
Final
Other Business ActivitiesSells Insurance

Francis is affiliated with The Astorino Financial Group as an RIA and insurance provider since 2006. He also sells non-variable insurance through outside insurance companies, dedicating minimal time to this activity, and is a notary public.

Employment History
Current Registrations
LPL Financial LLC
February 2003 - Present · 23 yrs 2 mos
LPL Financial LLC
February 2003 - Present · 23 yrs 2 mos
LPL Financial LLCBroker
February 2003 - Present · 23 yrs 2 mos
The Astorino Financial Group, INC.
July 2002 - Present · 23 yrs 9 mos
Previous Registrations
The Lincoln National Life Insurance CompanyBroker
April 1993 - December 2002 · 9 yrs 8 mos
Royal Alliance Associates, INC.Broker
August 1991 - February 2003 · 11 yrs 6 mos
G. R. Phelps & CO., INC.Broker
August 1989 - August 1991 · 2 yrs
Exeter Securities CorporationBroker
January 1987 - February 1987 · 1 mo
Lincoln Financial Advisors CorporationBroker
December 1984 - July 1989 · 4 yrs 7 mos
The Lincoln National Life Insurance CompanyBroker
December 1984 - July 1989 · 4 yrs 7 mos
Lincoln National Pension Insurance CompanyBroker
December 1984 - January 1989 · 4 yrs 1 mo
John Hancock Distributors, INC.Broker
February 1984 - January 1985 · 11 mos
State Registrations25 states
AZCACOCTDCDEFLGAILINMAMDMEMINCNJNYOHPASCTXVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.