Dean Andrew Wolpert

Intrua Financial

40 Years of Experience

3 DisclosuresBroker

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningFinancial Planning & CoachingEstate PlanningBusiness OwnersHigh Net Worth

Intrua Financial

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

36 advisors

Number of Clients

3,227 clients

Average Client Portfolio

$376K average

Assets Under Management

$1.2B

Fee Structure

Minimum Investment:$10K

Location

3737 Buffalo Speedway, Suite 400, Houston, TX, 77098

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History

Regulatory History (3)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

September 2011

Denied

Customer Dispute

July 2005

Closed-No Action

Criminal

July 1991

Final Disposition

View Full SEC Report How to Read Disclosures

Other Business Activities

Dean is affiliated with Intrua Financial, offering services through LPL Financial, and Wolpert Financial Group, Inc. He spends about half his time with Intrua Financial as a Registered Investment Advisor Hybrid.

Employment History

Current Registrations

Intrua Financial

February 2016 - Present · 10 yrs

LPL Financial LLC

April 2010 - Present · 15 yrs 10 mos

LPL Financial LLCBroker

April 2010 - Present · 15 yrs 10 mos

Previous Registrations

LPL Financial LLC

April 2010 - September 2016 · 6 yrs 5 mos

Bbva Compass Investment Solutions, INC.

May 2004 - April 2010 · 5 yrs 11 mos

Bbva Compass Investment Solutions, INCBroker

October 1996 - April 2010 · 13 yrs 6 mos

Wells Fargo Securities INC.Broker

August 1996 - September 1996 · 1 mo

First Interstate Investments,inc.Broker

September 1995 - August 1996 · 11 mos

Essex National Securities, INC.Broker

October 1993 - November 1995 · 2 yrs 1 mo

Gna Securities, INC.Broker

December 1988 - July 1992 · 3 yrs 7 mos

Rotan Mosle INC.Broker

August 1985 - November 1988 · 3 yrs 3 mos

Nel Equity Services CorporationBroker

December 1983 - December 1985 · 2 yrs

State Registrations21 states

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AdvisorBrokerBoth

Exams

No exam information available for this advisor.