Eric Kuby is a registered investment advisor at North Star Investment Management Corporation, based in Chicago, IL, with 42 years of industry experience. Eric operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 2,548 clients with $2.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K+ | 1.50% |
Schedule shown is for balanced and equity portfolios. Fixed income portfolios are charged at a lower rate. Fees may be negotiable.
Fee Estimator
Location
20 N. Wacker Drive, Suite 1416, Chicago, IL, 60606-2902
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Eric is a 50% owner of Kuby Gottlieb Investments since 1997, spending minimal time on administrative tasks. He is also the President of North Star Financial Services since 2004, dedicating minimal time to reviewing documents, and an investment committee member for Regal Investment Advisors LLC since 2016, spending minimal time attending meetings. Finally, Eric is a registered representative with Newedge Securities, Inc. since 2016, spending about 10-20% of his time providing investment services.
Employment History
Current Registrations
North Star Investment Management Corporation
Previous Registrations
Newedge Securities, INC.Broker
North Star Investment Services, INC.Broker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
First Albany CorporationBroker
Oppenheimer & CO., INC.Broker
Rodman & Renshaw INC.Broker
Bear, Stearns & CO. INC.Broker
Drexel Burnham Lambert IncorporatedBroker
State Registrations1 state
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