TP
TP

Theron Keith Picketts

35 Years of Experience
Areas of Practice
Investment ManagementRetirement Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
4 advisors
Number of Clients
7 clients
Average Client Portfolio
$16.1M average
Assets Under Management
$112.8M

Fee Structure

Minimum Investment:$50K
Financial Planning:Investment management only
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Location

Chicago, IL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Theron is a Director for the Mid-West Region at Emerge Capital Management Inc. and a Registered Representative at ALPS Distributors, Inc.; both roles take about half of his time.

Employment History
Current Registrations
Emerge Capital Management
February 2022 - Present · 4 yrs
Previous Registrations
Melvin Securities, L.L.C.Broker
January 2024 - February 2024 · 1 mo
Alps Distributors, INC.Broker
October 2022 - July 2023 · 9 mos
Broad Street Capital Markets, LLCBroker
February 2018 - September 2021 · 3 yrs 7 mos
Topeka Capital Markets INC.Broker
March 2014 - June 2016 · 2 yrs 3 mos
Cabrera Capital Markets, LLCBroker
September 2007 - March 2014 · 6 yrs 6 mos
Melvin Securities, L.L.C.Broker
December 2002 - July 2007 · 4 yrs 7 mos
Bear, Stearns & CO. INC.Broker
February 1989 - November 2001 · 12 yrs 9 mos
Donaldson, Lufkin & Jenrette Securities CorporationBroker
September 1986 - April 1988 · 1 yr 7 mos
H. A. Brandt & Associates, INCBroker
December 1985 - July 1986 · 7 mos
State Registrations1 state
IL
Advisor
Exams
No exam information available for this advisor.