Vincent Rossi
Vincent Rossi is a CFP-designated registered investment advisor at Intelligent Capitalworks, based in Scottsdale, AZ, with 36 years of industry experience. Vincent operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Estate Planning, and 4 more. Their firm serves 100 clients with $360M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
ICW Investment Advisors charges an annual fee for combined investment management and wealth management services. The investment management portion is 0.50% annually. The wealth management portion varies between 0.50% and 1.25% annually, based on factors like the complexity of services, time required, and client responsiveness. The total annual fee generally varies between 1.00% and 1.75%. ICW does not offer these services independently.
Contact
Vincent Rossi
Location
16427 North Scottsdale Road, Suite 350, Scottsdale, AZ, 85254-1595
Get directionsHistory
Regulatory History (2)
Customer Dispute
November 1999Customer Dispute
June 1989Employment History
Current Registrations
Intelligent Capitalworks
Previous Registrations
Morgan Stanley
Morgan Stanley Dw INC.Broker
U.S. Bancorp Piper Jaffray INC.Broker
Smith Barney INC.Broker
Kidder, Peabody & CO. IncorporatedBroker
Smith Barney, Harris Upham & CO., IncorporatedBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
Additional Information
Vincent is a senior executiveScottsdale financial advisorwith deep experience serving high net worth families and individuals. Prior to founding Intelligent Capitalworks 20 years ago, he served as a senior vice president at Morgan Stanley and trust officer at Morgan Stanley Trust Company. During his 40+ year investment management career, Mr. Rossi has earned the following degrees and professional designations:Masters of Science in Financial ServicesBachelors of Science in Business AdministrationCERTIFIED FINANCIAL PLANNER™Certified Investment Management Analyst®Accredited Estate Planner®Chartered Advisor in Philanthropy®Chartered Life Underwriter®Accredited Investment Fiduciary Analyst®Mr. Rossi has also passed level I of the examination for the Chartered Financial Analyst® designation.