TrueAdvisor
TrueAdvisor
CG
CG

Charles Garrido

A.G.P / Alliance Global Partners
42 Years of Experience
5 DisclosuresBroker
View SEC Summary
View SEC Summary

Charles Garrido is a registered investment advisor at A.G.P / Alliance Global Partners, based in New York, NY, with 42 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 6,959 clients with $2.3B in assets under management.

A.G.P / Alliance Global Partners
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
128 advisors
Number of Clients
6,959 clients
Average Client Portfolio
$331K average
Assets Under Management
$2.3B

Fee Structure

Minimum Investment:$10K

A.G.P. charges a percentage of your portfolio each year, up to 3%. The exact fee is negotiable and will be outlined in your investment management agreement. Fees are payable quarterly in advance. A.G.P. may group related accounts to calculate your fee. A.G.P. also offers a wrap account with fees up to 2% annually, which includes advisory, brokerage, and custodial services.

View Full SEC Brochure

Location

590 Madison Avenue, 28th Floor, New York, NY, 10022

Get directions

History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
December 2025
Final
Customer Dispute
December 2024
Settled
Customer Dispute
February 2004
Award / Judgment
Customer Dispute
November 2001
Settled
Customer Dispute
May 1996
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Charles is the sole proprietor of Garrido Wealth Management, which is currently inactive. He is also the president of FAF Foundation and Secretary of the Board and Chair of the Finance Committee for RAICES, spending minimal time on these charitable organizations.

Employment History
Current Registrations
A.G.P. / Alliance Global PartnersBroker
October 2018 - Present · 7 yrs 6 mos
A.G.P / Alliance Global Partners
October 2018 - Present · 7 yrs 6 mos
Previous Registrations
Mcdonald Partners LLCBroker
August 2011 - October 2018 · 7 yrs 2 mos
Mcdonald Partners LLC
August 2011 - October 2018 · 7 yrs 2 mos
David A. Noyes & Company
January 2004 - August 2011 · 7 yrs 7 mos
David A. Noyes & CompanyBroker
January 2004 - August 2011 · 7 yrs 7 mos
Mcdonald Investments INC.
January 1999 - February 2004 · 5 yrs 1 mo
Mcdonald Investments INC.Broker
June 1996 - February 2004 · 7 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1987 - July 1996 · 8 yrs 7 mos
Shearson Lehman Brothers INC.Broker
February 1986 - December 1987 · 1 yr 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1983 - July 1996 · 12 yrs 9 mos
State Registrations19 states
AZCADCGAILINKYMAMIMNNJNYOHORSCTNTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.