James Perry is a registered investment advisor, based in Richmond, VA, with 41 years of industry experience.
Location
Richmond, VA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Keel Point Capital, LLCBroker
October 2014 - Present · 11 yrs 6 mos
Keel Point, LLC
October 2014 - Present · 11 yrs 6 mos
Keel Point Capital, LLC
October 2014 - Present · 11 yrs 6 mos
Previous Registrations
Wfg Advisors, LP
August 2009 - September 2014 · 5 yrs 1 mo
Wfg Investments, INC.Broker
August 2009 - September 2014 · 5 yrs 1 mo
Aig Retirement Advisors, INC.
March 2001 - July 2008 · 7 yrs 4 mos
Aig Retirement Advisors, INC.Broker
March 1998 - July 2008 · 10 yrs 4 mos
The Variable Annuity Marketing CompanyBroker
September 1983 - December 2001 · 18 yrs 3 mos
State Registrations1 state
VA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.