JR
JR

James Vincent Rogan

40 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingTax PlanningEstate PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
18 advisors
Number of Clients
1,733 clients
Average Client Portfolio
$357K average
Assets Under Management
$619.5M

Fee Structure

AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $100K1.50%
$100K - $250K1.50%
$250K - $500K1.25%
$500K - $1.0M1.00%
$1M+1.00%

Fees are negotiable on a client-by-client basis.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

626 West New Castle St., Suite 102, Zelienople, PA, 16063

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

James is an advisory representative at Financial Management Strategies, Inc. since 2010, dedicating about a quarter of his time. He also works as an insurance agent selling various insurance products and operates Vision Wealth Management as a DBA for financial services, spending a few hours per week.

Employment History
Current Registrations
Financial Management Strategies, INC.
August 2015 - Present · 10 yrs 6 mos
Cetera Wealth Services, LLCBroker
July 2015 - Present · 10 yrs 7 mos
Previous Registrations
Capital Analysts, INC
December 2013 - July 2015 · 1 yr 7 mos
Lincoln Investment Planning, INC
April 2011 - July 2015 · 4 yrs 3 mos
Lincoln InvestmentBroker
August 2010 - July 2015 · 4 yrs 11 mos
Great American Advisors, INC.
December 2009 - August 2010 · 8 mos
Great American Advisors, INC.Broker
December 2009 - August 2010 · 8 mos
Ing Financial Advisers, LLC
March 2005 - January 2010 · 4 yrs 10 mos
Ing Financial Advisers, LLCBroker
July 2004 - January 2010 · 5 yrs 6 mos
Ing Financial Advisers, LLC
July 2004 - September 2004 · 2 mos
Gunnallen Financial, INC
July 2003 - August 2004 · 1 yr 1 mo
Gunnallen Financial, INCBroker
March 2003 - August 2004 · 1 yr 5 mos
VALIC Financial Advisors, INC.Broker
September 1997 - March 2003 · 5 yrs 6 mos
The Variable Annuity Marketing CompanyBroker
February 1990 - December 2001 · 11 yrs 10 mos
H. C. Copeland and Associates Equities, INC.Broker
February 1987 - November 1989 · 2 yrs 9 mos
Pruco Securities CorporationBroker
April 1984 - September 1985 · 1 yr 5 mos
The Prudential Insurance Company of AmericaBroker
April 1984 - September 1985 · 1 yr 5 mos
State Registrations11 states
AZFLGAMTNCNVNYOHPASCVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.