DO
ChFC
DO
ChFC

Donald Eugene Oates

42 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEducation Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
30 advisors
Number of Clients
955 clients
Average Client Portfolio
$594K average
Assets Under Management
$567.4M

Fee Structure

Minimum Investment:None
Financial Planning:Investment management only
Loading...

Location

4014 Hampstead Mexico Road, Hampstead, MD, 21074

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Donald sells fixed insurance, life, health, and medical supplement insurance through Whitehouse Financial Group, with about two-thirds of his practice focused on non-securities insurance. He also owns Castle Realty, a licensed residential real estate sales company, and works as a FINRA arbitrator and tax preparer (seasonally).

Employment History
Current Registrations
Lombard Advisers Incorporated
March 2013 - Present · 12 yrs 11 mos
Lombard Securities IncorporatedBroker
March 1992 - Present · 33 yrs 11 mos
Lombard Securities Incorporated
March 1992 - Present · 33 yrs 11 mos
Previous Registrations
Linsco/private Ledger CORP.Broker
December 1989 - March 1992 · 2 yrs 3 mos
Linsco Financial Group, INC.Broker
March 1989 - December 1989 · 9 mos
Atlantic Securities, INC.Broker
August 1986 - March 1989 · 2 yrs 7 mos
Cardell & Associates, IncorporatedBroker
April 1984 - July 1986 · 2 yrs 3 mos
Ids Marketing CorporationBroker
September 1983 - May 1984 · 8 mos
State Registrations25 states
AZCACTDEFLGAILMAMDMINCNDNHNJNVNYOHORPASCTNTXVAWAWV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.