Donald Oates
Donald Oates is a ChFC-designated registered investment advisor at Lombard Advisers Incorporated, based in Hampstead, MD, with 42 years of industry experience. Donald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Investment Management, Retirement Planning. Their firm serves 955 clients with $570M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.70% |
| $1.0M - $3.0M | 1.00% |
| $3.0M - $10.0M | 0.75% |
| $10M+ | 0.75% |
Fees are negotiable and may be lower based on various criteria.
Fee Estimator
Location
4014 Hampstead Mexico Road, Hampstead, MD, 21074
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Donald sells fixed insurance, life, health, and medical supplement insurance through Whitehouse Financial Group, with about two-thirds of his practice focused on non-securities insurance. He also owns Castle Realty, a licensed residential real estate sales company, and works as a FINRA arbitrator and tax preparer (seasonally).
Employment History
Current Registrations
Lombard Advisers Incorporated
Lombard Securities IncorporatedBroker
Previous Registrations
Linsco/private Ledger CORP.Broker
Linsco Financial Group, INC.Broker
Atlantic Securities, INC.Broker
Cardell & Associates, IncorporatedBroker
Ids Marketing CorporationBroker
State Registrations25 states
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