DG
DG
David Gross
42 Years of Experience
1 DisclosureBroker
David Gross is a registered investment advisor at Jefferies Investment Advisers LLC, based in Chicago, IL, with 42 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Tax Planning. Their firm serves 2,018 clients with $3.4B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
118 advisors
IM Fee
Planning only
Assets Under Management
$3.4B
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Location
155 North Wacker Drive, Chicago, IL, 60606
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Regulatory History (1)
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Customer Dispute
January 2001Settled
Employment History
Current Registrations
Jefferies Investment Advisers LLC
June 2023 - Present · 2 yrs 10 mos
Jefferies LLC
March 2011 - Present · 15 yrs 1 mo
Jefferies LLCBroker
March 2011 - Present · 15 yrs 1 mo
Previous Registrations
Leucadia Asset Management LLC
March 2011 - August 2023 · 12 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - March 2011 · 1 yr 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - March 2011 · 1 yr 5 mos
Banc of America Investment Services, INC.
July 2005 - October 2009 · 4 yrs 3 mos
Banc of America Investment Services, INC.Broker
February 2004 - October 2009 · 5 yrs 8 mos
Robert W. Baird & CO. IncorporatedBroker
February 2004 - February 2004 · 0 mos
Mcdonald Investments INC.Broker
July 2003 - December 2003 · 5 mos
Citigroup Global Markets INC.Broker
May 2000 - July 2003 · 3 yrs 2 mos
Schroder & CO. INC.Broker
May 1995 - May 2000 · 5 yrs
Cs First Boston CorporationBroker
March 1988 - June 1995 · 7 yrs 3 mos
L. F. Rothschild & CO. IncorporatedBroker
July 1987 - April 1988 · 9 mos
Shearson Lehman Brothers INC.Broker
August 1984 - August 1987 · 3 yrs
Mesirow & Company, IncorporatedBroker
August 1983 - August 1984 · 1 yr
State Registrations14 states
AZCACOCTFLGAILMAMINJNYTXWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.