TrueAdvisor
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DG
DG

David Brian Gross

Jefferies Investment Advisers LLC
42 Years of Experience
1 DisclosureBroker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningHigh Net Worth
Jefferies Investment Advisers LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
103 advisors
Number of Clients
2,081 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$3.4B

Fee Structure

Minimum Investment:$250K
Financial Planning:Investment management only

Location

155 North Wacker Drive, Chicago, IL, 60606

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2001
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Jefferies Investment Advisers LLC
June 2023 - Present · 2 yrs 8 mos
Jefferies LLC
March 2011 - Present · 14 yrs 11 mos
Jefferies LLCBroker
March 2011 - Present · 14 yrs 11 mos
Previous Registrations
Leucadia Asset Management LLC
March 2011 - August 2023 · 12 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - March 2011 · 1 yr 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - March 2011 · 1 yr 5 mos
Banc of America Investment Services, INC.
July 2005 - October 2009 · 4 yrs 3 mos
Banc of America Investment Services, INC.Broker
February 2004 - October 2009 · 5 yrs 8 mos
Robert W. Baird & CO. IncorporatedBroker
February 2004 - February 2004 · 0 mos
Mcdonald Investments INC.Broker
July 2003 - December 2003 · 5 mos
Citigroup Global Markets INC.Broker
May 2000 - July 2003 · 3 yrs 2 mos
Schroder & CO. INC.Broker
May 1995 - May 2000 · 5 yrs
Cs First Boston CorporationBroker
March 1988 - June 1995 · 7 yrs 3 mos
L. F. Rothschild & CO. IncorporatedBroker
July 1987 - April 1988 · 9 mos
Shearson Lehman Brothers INC.Broker
August 1984 - August 1987 · 3 yrs
Mesirow & Company, IncorporatedBroker
August 1983 - August 1984 · 1 yr
State Registrations14 states
AZCACOCTFLGAILMAMINJNYTXWAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.