Bradley Glasman is a registered investment advisor at Hilltop Securities INC., based in Heber City, UT, with 41 years of industry experience. Bradley operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments. Their firm serves 2,241 clients with $2.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The Horizon Program fee is a negotiated annual flat fee, not to exceed 1.75%, billed quarterly in advance. This fee covers investment advice and reporting. The fee is debited from a separate account the client has with Hilltop Securities, not directly from the Horizon account. The value of alternative investments is based on information provided by the product sponsors and administrators, which may be delayed and not current. This fee is in addition to the investment management fees and other expenses charged by the Alternative Investment Funds and Structured Products.
Location
Heber City, UT
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Regulatory History (20)
Customer Dispute
July 2013Customer Dispute
November 2010Customer Dispute
October 2009Regulatory
May 2003Customer Dispute
September 2002Customer Dispute
May 2001Customer Dispute
February 2001Customer Dispute
November 2000Customer Dispute
August 2000Customer Dispute
August 2000Customer Dispute
June 2000Customer Dispute
June 2000Customer Dispute
December 1999Customer Dispute
August 1999Customer Dispute
July 1998Customer Dispute
February 1998Customer Dispute
May 1997Employment Separation After Allegations
September 1996Customer Dispute
September 1996Customer Dispute
May 1996Employment History
Current Registrations
Hilltop Securities INC.
Hilltop Securities INC.
Hilltop Securities INC.Broker
Previous Registrations
M. L. Stern & CO, LLC.
M.L. Stern & CO., LLC.Broker
First Union Securities, INC.Broker
Prudential Securities IncorporatedBroker
M.L. Stern & CO. INC.Broker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.