Areas of Practice
Financial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
45 advisors
Number of Clients
2,987 clients
Average Client Portfolio
$203K average
Assets Under Management
$604.9M

Fee Structure

Minimum Investment:$2.5K
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Location

10151 Carver Rd., Suite 100, Cincinnati, OH, 45242

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Fred works as a registered representative with L.M. Kohn North since 2018. This investment-related activity takes nearly full-time hours.

Employment History
Current Registrations
American Independent Securities Group, LLC
June 2025 - Present · 8 mos
American Independent Securities Group, LLCBroker
June 2025 - Present · 8 mos
Previous Registrations
L.M. Kohn & Company
July 2012 - June 2025 · 12 yrs 11 mos
L.M. Kohn & CompanyBroker
July 2012 - June 2025 · 12 yrs 11 mos
Leonard and Company
February 2010 - July 2012 · 2 yrs 5 mos
Leonard & CompanyBroker
May 2004 - July 2012 · 8 yrs 2 mos
Morgan Stanley Dw INC.Broker
January 1990 - May 2004 · 14 yrs 4 mos
Shearson Lehman Hutton INC.Broker
February 1988 - January 1990 · 1 yr 11 mos
E. F. Hutton & Company INCBroker
August 1983 - February 1988 · 4 yrs 6 mos
State Registrations12 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.