Baron Willis
Baron Willis is a registered investment advisor at Chelsea Advisory Services, INC, based in Alpine, CA, with 35 years of industry experience. Baron operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 552 clients with $150M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Chelsea Advisory charges a percentage of your portfolio each year. The exact percentage is negotiated with each client, up to a maximum of 2%. Fees are paid quarterly. Some financial planning is included with investment management services. Chelsea Advisory recommends clients open brokerage accounts with their affiliate, Chelsea Financial, which has negotiated rates with Hilltop Securities. This arrangement means clients don't pay separately for advisory services, trade execution, or custody.
Location
1931 Boulders Lane, Alpine, CA, 91901
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2020Other Business ActivitiesSells Insurance
Baron is a fixed life insurance agent with Hartley Cylke Pacific, a fire board director for Alpine Fire Protection District, and a commissioner for San Diego LAFCO. His role as an insurance agent indicates he sells insurance products.
Employment History
Current Registrations
Chelsea Advisory Services, INC
Chelsea Financial Services
Chelsea Financial ServicesBroker
Previous Registrations
Monticello Investment Services, INC.
Midamerica Financial Services, INC.Broker
Scf Investment Advisors, INC.
Scf Securities, INC.Broker
Scf Securities, INC.Broker
Hornor, Townsend & Kent, INC.Broker
The Advisors Group, INC.Broker
Hornor, Townsend & Kent, INC.Broker
Hornor, Townsend & Kent, INC.Broker
Pruco Securities CorporationBroker
Travelers Equities Sales, INC.Broker
Pruco Securities CorporationBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.