Roy Evans Williams

ChFC

Osaic Wealth, INC.

42 Years of Experience

3 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Retirement PlanningEducation PlanningEstate PlanningInvestment Management

Osaic Wealth, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

9179 advisors

Number of Clients

574,829 clients

Average Client Portfolio

$348K average

Assets Under Management

$200.3B

Fee Structure

Minimum Investment:$5.5K

Financial Planning:Investment management only

Location

31 State Route 12, Flemington, NJ, 08822

Get directions

History

Regulatory History (3)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

December 2020

Settled

Customer Dispute

December 2019

Settled

Customer Dispute

July 2005

Denied

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Roy is a partner in several Prestige Wealth entities, including a management group (RIA), an accounting group, and a real estate group. He also owns Roy Williams Consulting LLC for book sales and rents out a vacation home, dedicating minimal time to each.