Arthur Frasca is a registered investment advisor at Regal Advisory Services, INC., based in Farmington Hills, MI, with 41 years of industry experience. Arthur operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 285 clients with $110M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Regal Advisory Services manages investments for a fee based on a percentage of the portfolio's value. The maximum annual fee is 2.0% of the assets they manage, but this fee may be negotiable. The fee is calculated annually and billed quarterly in advance. There are no adjustments for contributions or withdrawals during the quarter, except for certain programs offered through third-party sponsors.
Location
31550 Northwestern Highway, Ste 101, Farmington Hills, MI, 48334
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Arthur is a partner in ALF Michigan, LLC, handling bookkeeping and basket sales, dedicating about 10-20% of his time, and a partner in Noble Capital Partners, LLC, dedicating nearly full-time hours. He also serves as a director for VIBE CU, is involved with the Public Park Hess Hathaway Committee, and is a member of the Waterford Township Zoning Board of Appeals, Planning Commission, and Civil Service Commission, dedicating minimal time to each.
Employment History
Current Registrations
Regal Advisory Services, INC.
Regal Securities, INC.Broker
Previous Registrations
Commerce Wealth Advisers, LLC
Dewaay Financial Network, LLCBroker
Equitas America, LLC
Equitas America, LLCBroker
J.W. Korth & CompanyBroker
J. W. Korth & CompanyBroker
J.W. Korth & Company, INC.Broker
Wall Street Clearing CompanyBroker
Blinder, Robinson & Co.,inc.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.