TrueAdvisor
TrueAdvisor
SS
SS

Steven Richard Smith

Wealth Advisory Solutions, LLC
39 Years of Experience
1 Disclosure
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingEducation PlanningTax PlanningEstate PlanningAnnuitiesInsurance Planning
Wealth Advisory Solutions, LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
8 advisors
Number of Clients
660 clients
Average Client Portfolio
$849K average
Assets Under Management
$560.4M

Fee Structure

Minimum Investment:None
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M1.25%
$1M+1.00%

The Adviser may choose to charge a lower asset based fee at its sole discretion.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—

Location

1630 West Oak Street, Zionsville, IN, 46077

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 1990
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Steven co-owns Livingston Park LLC and Red Hill Properties LLC, both rental property LLCs, and Deer Forest LLC for growing timber, dedicating minimal time to each. He also co-owns SandJ's Toys LLC, a business buying and selling historic cars, and owns Monument Group Wealth LLC, a fee-only RIA, dedicating full-time hours to it.

Employment History
Current Registrations
Wealth Advisory Solutions, LLC
September 2019 - Present · 6 yrs 5 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
April 2009 - November 2019 · 10 yrs 7 mos
Wells Fargo Clearing Services, LLCBroker
April 2009 - November 2019 · 10 yrs 7 mos
Citigroup Global Markets INC.
May 2006 - May 2009 · 3 yrs
Citigroup Global Markets INC.Broker
May 2006 - May 2009 · 3 yrs
UBS Financial Services INC.
February 2000 - May 2006 · 6 yrs 3 mos
UBS Financial Services INC.Broker
November 1993 - May 2006 · 12 yrs 6 mos
Smith Barney Shearson INC.Broker
March 1987 - November 1993 · 6 yrs 8 mos
Daseke & CO., INC.Broker
November 1986 - May 1987 · 6 mos
State Registrations1 state
IN
Advisor
Exams
No exam information available for this advisor.