Michael Jay Dworetsky

Trust Advisory Group LTD

42 Years of Experience

7 DisclosuresBroker

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningEstate PlanningCharitable GivingEducation PlanningFinancial Planning & Coaching

Trust Advisory Group LTD

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

23 advisors

Number of Clients

1,119 clients

Average Client Portfolio

$442K average

Assets Under Management

$494.4M

Fee Structure

Minimum Annual Fee:$200

Location

Palm Beach Gardens, FL

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History

Regulatory History (7)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

August 2004

Settled

Customer Dispute

June 2004

Denied

Customer Dispute

August 2002

Denied

Customer Dispute

January 2002

Settled

Customer Dispute

June 1994

Settled

Customer Dispute

October 1993

Settled

Customer Dispute

June 1989

Award / Judgment

View Full SEC Report How to Read Disclosures

Other Business Activities

Michael owns MDS Financial, an accounting and tax business for 1099 representatives, since 2004. He spends minimal time on this activity.

Employment History

Current Registrations

Stonex Securities INC.Broker

October 2024 - Present · 1 yr 4 mos

Trust Advisory Group LTD

February 2017 - Present · 9 yrs

Previous Registrations

Ages Financial Services, LTD.Broker

February 2017 - September 2024 · 7 yrs 7 mos

Source Capital Group, INC.

October 2006 - February 2017 · 10 yrs 4 mos

Source Capital Management

June 2004 - October 2006 · 2 yrs 4 mos

Source Capital Group, INC.Broker

May 2004 - February 2017 · 12 yrs 9 mos

UBS Financial Services INC.Broker

January 1995 - May 2004 · 9 yrs 4 mos

UBS Financial Services INC.

January 1992 - May 2004 · 12 yrs 4 mos

Kidder, Peabody & CO. IncorporatedBroker

July 1990 - January 1995 · 4 yrs 6 mos

Prudential-Bache Securities INC.Broker

July 1983 - July 1990 · 7 yrs

State Registrations17 states

CACTFLGAILMANCNJNYORPARISCSDTXVAVT

AdvisorBrokerBoth

Exams

No exam information available for this advisor.