MD
MD

Michael Jay Dworetsky

42 Years of Experience
7 DisclosuresBroker
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningCharitable GivingEducation PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
23 advisors
Number of Clients
1,119 clients
Average Client Portfolio
$442K average
Assets Under Management
$494.4M

Fee Structure

Minimum Annual Fee:$200
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Location

Palm Beach Gardens, FL

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History

Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2004
Settled
Customer Dispute
June 2004
Denied
Customer Dispute
August 2002
Denied
Customer Dispute
January 2002
Settled
Customer Dispute
June 1994
Settled
Customer Dispute
October 1993
Settled
Customer Dispute
June 1989
Award / Judgment
Other Business Activities

Michael owns MDS Financial, an accounting and tax business for 1099 representatives, since 2004. He spends minimal time on this activity.

Employment History
Current Registrations
Stonex Securities INC.Broker
October 2024 - Present · 1 yr 4 mos
Trust Advisory Group LTD
February 2017 - Present · 9 yrs
Previous Registrations
Ages Financial Services, LTD.Broker
February 2017 - September 2024 · 7 yrs 7 mos
Source Capital Group, INC.
October 2006 - February 2017 · 10 yrs 4 mos
Source Capital Management
June 2004 - October 2006 · 2 yrs 4 mos
Source Capital Group, INC.Broker
May 2004 - February 2017 · 12 yrs 9 mos
UBS Financial Services INC.Broker
January 1995 - May 2004 · 9 yrs 4 mos
UBS Financial Services INC.
January 1992 - May 2004 · 12 yrs 4 mos
Kidder, Peabody & CO. IncorporatedBroker
July 1990 - January 1995 · 4 yrs 6 mos
Prudential-Bache Securities INC.Broker
July 1983 - July 1990 · 7 yrs
State Registrations17 states
CACTFLGAILMANCNJNYORPARISCSDTXVAVT
AdvisorBrokerBoth
Exams
No exam information available for this advisor.