Anthony Gerrard Giordano

Quint Capital Management

41 Years of Experience

4 DisclosuresBroker

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningHigh Net Worth

Quint Capital Management

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

9 advisors

Number of Clients

101 clients

Average Client Portfolio

$1.5M average

Assets Under Management

$147.6M

Fee Structure

Minimum Investment:$10K

Financial Planning:Investment management only

Location

230 Park Ave - 361W, New York, NY, 10169

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History

Regulatory History (4)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Judgment / Lien

December 2019

Customer Dispute

March 2016

Denied

Employment Separation After Allegations

March 1989

Employment Separation After Allegations

June 1983

View Full SEC Report How to Read Disclosures

Other Business Activities

Anthony is an independent contractor selling car parts and racing cars since 2013. This non-investment related activity takes a few hours per week.

Employment History

Current Registrations

Quint Capital Management

October 2021 - Present · 4 yrs 4 mos

Quint Capital CorporationBroker

October 2021 - Present · 4 yrs 4 mos

Previous Registrations

Wells Fargo Clearing Services, LLC

January 2008 - October 2021 · 13 yrs 9 mos

Wells Fargo Clearing Services, LLCBroker

January 2008 - October 2021 · 13 yrs 9 mos

A. G. Edwards & Sons, INC.

November 1999 - January 2008 · 8 yrs 2 mos

A. G. Edwards & Sons, INC.Broker

March 1990 - January 2008 · 17 yrs 10 mos

Jesup & Lamont, IncorporatedBroker

February 1990 - March 1990 · 1 mo

Hanifen, Imhoff Securities CORP.Broker

January 1990 - January 1990 · 0 mos

Moore & Schley, Cameron & CO.Broker

November 1989 - January 1990 · 2 mos

J. T. Moran & CO., INC.Broker

March 1989 - January 1990 · 10 mos

Mclaughlin, Piven, Vogel INC.Broker

May 1984 - April 1989 · 4 yrs 11 mos

State Registrations13 states

AZCACTFLGAILNCNJNYOHPARITX

AdvisorBrokerBoth

Exams

No exam information available for this advisor.