Harold Rivenburgh
Harold Rivenburgh is a registered investment advisor at The Pinnacle Financial Group, based in East Northport, NY, with 42 years of industry experience. Harold operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 5,540 clients with $1.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
TPFG offers investment management services where fees range from 0.0% to 2.50% of the value of your portfolio annually. The specific fee depends on the nature of your account, the amount you invest, and other considerations. If you are on the LPL SWM platform, you will pay separate transaction fees. Fees are negotiable.
Location
96 Stoothoff Rd, East Northport, NY, 11731
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 2001Other Business Activities
Harold operates The Pinnacle Financial Group as a DBA for his LPL business. He also provides investment advisory services through The Pinnacle Financial Group, spending nearly full-time on this activity.
Employment History
Current Registrations
The Pinnacle Financial Group
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Raymond James Financial Services, INC.Broker
A. G. Edwards & Sons, INC.Broker
Quick & Reilly, INC.Broker
Fidelity Brokerage Services LLCBroker
Gruntal & CO. IncorporatedBroker
Dean Witter Reynolds INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.