Paul Tanner is a registered investment advisor, based in Fort Lauderdale, FL, with 42 years of industry experience.
Location
200 SW First Ave, Suite 1070, Fort Lauderdale, FL, 33301
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Regulatory History (4)
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Customer Dispute
March 2008Pending
Customer Dispute
July 2007Settled
Customer Dispute
December 2004Settled
Customer Dispute
June 2002Closed-No Action
Other Business Activities
Paul is involved in several investment-related activities, including being a board member of the Community Foundation of Broward and a manager/general partner for multiple Las Olas Capital entities. He dedicates minimal time to the Community Foundation and a few hours per week to the Las Olas Capital activities.
Employment History
Current Registrations
Las Olas Capital Partners, LLCBroker
March 2019 - Present · 7 yrs 1 mo
Las Olas Capital Advisors, LLC
August 2015 - Present · 10 yrs 8 mos
Previous Registrations
Capital Guardian, LLCBroker
August 2015 - May 2017 · 1 yr 9 mos
UBS Financial Services INC.
July 2008 - August 2015 · 7 yrs 1 mo
UBS Financial Services INC.Broker
May 2008 - August 2015 · 7 yrs 3 mos
Lehman Brothers INC.
June 2004 - May 2008 · 3 yrs 11 mos
Lehman Brothers INC.Broker
May 2004 - May 2008 · 4 yrs
Morgan Stanley
February 1995 - June 2004 · 9 yrs 4 mos
Morgan Stanley Dw INC.Broker
February 1995 - June 2004 · 9 yrs 4 mos
Smith Barney INC.Broker
July 1993 - March 1995 · 1 yr 8 mos
Lehman Brothers INC.Broker
December 1989 - July 1993 · 3 yrs 7 mos
Morgan Keegan & Company, INC.Broker
November 1987 - December 1989 · 2 yrs 1 mo
First Lauderdale Securities, INC.Broker
November 1985 - October 1987 · 1 yr 11 mos
First Interregional Equity CORP.Broker
June 1983 - November 1985 · 2 yrs 5 mos
State Registrations3 states
FLNYTX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.