Kathleen Smith is a CFP-designated registered investment advisor at Washington Trust Advisors, based in New Haven, CT, with 40 years of industry experience. Kathleen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 542 clients with $2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.5M | 0.90% |
| $1.5M - $3.0M | 0.75% |
| $3.0M - $10.0M | 0.65% |
| $10.0M - $20.0M | 0.40% |
| $20M+ | 0.30% |
Minimum annual fee: $7,500. The minimum to open a portfolio management relationship is $1,500,000. Fees may be negotiable. For accounts where Washington Trust serves as a Corporate Trustee and the investment strategy relates primarily to equity securities, the annual fee may range from 0.30% to 1.25% of the portfolio's total value.
Fee Estimator
Location
265 Church Street, Suite 1006, New Haven, CT, 06510
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Washington Trust Advisors
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
Royal Alliance Associates, INC.
Royal Alliance Associates, INC.Broker
UBS Financial Services INC.Broker
Intercal Securities CO.Broker
Piper Jaffray INC.Broker
Painewebber IncorporatedBroker
Kidder, Peabody & CO. IncorporatedBroker
Sutro & CO. IncorporatedBroker
Prudential-Bache Securities INC.Broker
State Registrations12 states
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