Roger Adrian Versteeg

CFP · ChFC

Swbc Investment Company

42 Years of Experience

2 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment Management

Swbc Investment Company

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

14 advisors

Number of Clients

406 clients

Average Client Portfolio

$565K average

Assets Under Management

$229.2M

Fee Structure

Minimum Investment:$50K

Financial Planning:Investment management only

Location

9311 San Pedro Avenue, Suite 600, San Antonio, TX, 78216-4459

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History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

May 2009

Denied

Customer Dispute

June 2004

Settled

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Roger is an IAR of SWBC Investment Company and a licensed insurance agent with SWBC Investment Services, LLC.

Employment History

Current Registrations

Swbc Investment Company

December 2007 - Present · 18 yrs 2 mos

Swbc Investment Services, LLC

October 2007 - Present · 18 yrs 4 mos

Swbc Investment Services, LLCBroker

October 2007 - Present · 18 yrs 4 mos

Previous Registrations

CUNA Brokerage Services, INC.

September 2005 - July 2007 · 1 yr 10 mos

CUNA Brokerage Services, INC.Broker

October 1993 - July 2007 · 13 yrs 9 mos

Century Investors of America, INC.Broker

July 1983 - October 1993 · 10 yrs 3 mos

State Registrations12 states

AZCACOIAMNMTNDOKTXUTVAWA

AdvisorBrokerBoth

Exams

No exam information available for this advisor.