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Mary Barone

The Marshall Financial Group LLC
38 Years of Experience
1 DisclosureSells Insurance
View SEC Summary
View SEC Summary

Mary Barone is a registered investment advisor at The Marshall Financial Group LLC, based in Salinas, CA, with 38 years of industry experience. Mary operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning. Their firm serves 1,019 clients with $740M in assets under management.

The Marshall Financial Group LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
13 advisors
Number of Clients
1,019 clients
Average Client Portfolio
$722K average
Assets Under Management
$735.6M

Fee Structure

Investment management only (planning not offered)
Minimum Annual Fee:$5,000
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Fees for investment management do not exceed 3% per year of the assets under management. However, The Marshall Financial Group may negotiate lower fees based on percentages under management with clients based on account size and the scope and complexity of the services to be performed.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Salinas, CA

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History

Regulatory History (1)
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Criminal
March 1979
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Mary is an independent insurance agent with Sun Life Financial, though she only completes one transaction per year. She also serves as a director for the City of Phoenix Civic Improvement Corporation, dedicating minimal time, and provides investment advisory services through Biltmore Advisors, Inc., taking up nearly all of her time.

Employment History
Current Registrations
The Marshall Financial Group LLC
March 2025 - Present · 1 yr 1 mo
Previous Registrations
Mutual Advisors, LLC
July 2013 - March 2025 · 11 yrs 8 mos
Mutual Securities, INC.
February 2013 - July 2013 · 5 mos
Mutual Securities, INC.Broker
January 2013 - July 2013 · 6 mos
Brinker Capital Securities, INC.Broker
January 2004 - February 2013 · 9 yrs 1 mo
Geneos Wealth Management, INC.Broker
August 2002 - December 2003 · 1 yr 4 mos
Lincoln Financial Advisors CorporationBroker
December 1997 - August 2002 · 4 yrs 8 mos
The Lincoln National Life Insurance CompanyBroker
December 1997 - August 2002 · 4 yrs 8 mos
Sun Investment Services CompanyBroker
January 1995 - August 1997 · 2 yrs 7 mos
Norcross Securities, INC.Broker
July 1994 - December 1994 · 5 mos
Capital Analysts, IncorporatedBroker
January 1988 - December 1988 · 11 mos
Halyard Securities, INC.Broker
April 1987 - January 1988 · 9 mos
Cigna Securities, INC.Broker
July 1981 - March 1987 · 5 yrs 8 mos
State Registrations1 state
CA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.