Richard Goldman is a registered investment advisor at Conscient Capital, LLC, based in Phoenix, AZ, with 18 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 155 clients with $30M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
155 clients
Average Client Portfolio
$194K average
Assets Under Management
$30.0M
Fee Structure
Minimum Investment:$250K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $2.0M | 1.50% |
| $2M+ | 1.00% |
Fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Phoenix, AZ
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Regulatory History (2)
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Customer Dispute
September 2013Settled
Customer Dispute
April 2004Settled
Other Business Activities
Richard Goldman Asset Management is a Registered Investment Advisor (RIA). This appears to be Richard's primary business activity.
Employment History
Current Registrations
Conscient Capital, LLC
October 2009 - Present · 16 yrs 6 mos
Previous Registrations
Triad Advisors, INC.
August 2008 - August 2008 · 0 mos
Wachovia Securities Financial Network, LLC
June 2006 - August 2008 · 2 yrs 2 mos
State Registrations2 states
AZNJ
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.