Richard Clement Goldman

Conscient Capital, LLC

18 Years of Experience

2 Disclosures

View SEC Summary

Areas of Practice

Investment ManagementHigh Net Worth

Conscient Capital, LLC

Compensation

Fee-Only (AUM)

Firm Size

1 advisor

Number of Clients

155 clients

Average Client Portfolio

$194K average

Assets Under Management

$30.0M

Fee Structure

Minimum Investment:$250K

Financial Planning:Investment management only

AUM-Based Fees (Tiered)

Assets Under Management	Annual Fee
Up to $500K	2.00%
$500K - $2.0M	1.50%
$2M+	1.00%

Fees are negotiable.

Fee Estimator

Your Portfolio Value

$500K

$0$500K$1M$5M$20M

Estimated Annual Fee

—

Location

Phoenix, AZ

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History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

September 2013

Settled

Customer Dispute

April 2004

Settled

View Full SEC Report How to Read Disclosures

Other Business Activities

Richard Goldman Asset Management is a Registered Investment Advisor (RIA). This appears to be Richard's primary business activity.

Employment History

Current Registrations

Conscient Capital, LLC

October 2009 - Present · 16 yrs 4 mos

Previous Registrations

Triad Advisors, INC.

August 2008 - August 2008 · 0 mos

Wachovia Securities Financial Network, LLC

June 2006 - August 2008 · 2 yrs 2 mos

State Registrations2 states

AZNJ

Advisor

Exams

No exam information available for this advisor.