Bruce Paul Betz

Nbc Securities, INC.

42 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment ManagementFinancial Planning & Coaching

Nbc Securities, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

72 advisors

Number of Clients

4,545 clients

Average Client Portfolio

$377K average

Assets Under Management

$1.7B

Fee Structure

Location

1927 1st Avenue North, Birmingham, AL, 35203-0686

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Nbc Securities, INC.Broker

February 2013 - Present · 13 yrs

Nbc Securities, INC.

February 2013 - Present · 13 yrs

Previous Registrations

RBC Capital Markets, LLCBroker

March 2009 - February 2013 · 3 yrs 11 mos

RBC Capital Markets, LLC

March 2009 - February 2013 · 3 yrs 11 mos

Ferris, Baker Watts, LLC

May 2002 - March 2009 · 6 yrs 10 mos

Ferris, Baker Watts, LLCBroker

September 2001 - March 2009 · 7 yrs 6 mos

Legg Mason Wood Walker, IncorporatedBroker

November 1990 - October 2001 · 10 yrs 11 mos

Ferris, Baker Watts IncorporatedBroker

October 1988 - November 1990 · 2 yrs 1 mo

Baker, Watts & CO., INC.Broker

May 1983 - October 1988 · 5 yrs 5 mos

State Registrations13 states

CADEFLIDMDNCNHNJOHPASCVAWA

AdvisorBrokerBoth

Exams

No exam information available for this advisor.