JK
ChFC
JK
ChFC

James Calhoun Keys

33 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEducation PlanningEstate PlanningFinancial Planning & CoachingTax Planning
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
26657 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Loading...

Location

105 E Main Ste 104, Brenham, TX, 77833

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

James is involved in several outside business activities, including selling non-variable and fixed insurance products through Neal Financial Group LP, Remington Insurance Group, and Keys/Swenson & Associates, Inc, where he is the owner and president, dedicating about 10-20% of his time. He is also a partner in a family business, House Keys Inc, which purchases and renovates homes for resale, taking minimal time.

Employment History
Current Registrations
LPL Financial LLC
December 2007 - Present · 18 yrs 2 mos
Neal Financial Group, L.P.
January 2004 - Present · 22 yrs 1 mo
LPL Financial LLCBroker
January 2002 - Present · 24 yrs 1 mo
Previous Registrations
Washington Square Securities, INC.Broker
December 1999 - December 2001 · 2 yrs
Advantage Capital CorporationBroker
March 1999 - December 1999 · 9 mos
Carillon Investments, INC.Broker
October 1990 - January 1992 · 1 yr 3 mos
Nylife Securities INC.Broker
May 1983 - March 1989 · 5 yrs 10 mos
State Registrations2 states
MNTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.