Ronald Joseph Sloy

Sloy, Dahl & Holst, LLC

37 Years of Experience

3 Disclosures

View SEC Summary

Areas of Practice

Investment ManagementRetirement Planning

Sloy, Dahl & Holst, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

5 advisors

Number of Clients

495 clients

Average Client Portfolio

$3.4M average

Assets Under Management

$1.7B

Fee Structure

Financial Planning:Investment management only

Location

1220 Main Street, Suite 400, Vancouver, WA, 98660

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History

Regulatory History (3)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

June 2002

Settled

Customer Dispute

February 2002

Award / Judgment

Customer Dispute

December 2001

Settled

View Full SEC Report How to Read Disclosures

Other Business Activities

Ronald is the 100% owner of Sloy, Dahl & Holst Holdings, Inc., a holding company located in Vancouver, WA. This activity is not investment-related.

Employment History

Current Registrations

Sloy, Dahl & Holst, LLC

April 1988 - Present · 37 yrs 10 mos

State Registrations4 states

NVORTXWA

Advisor

Exams

No exam information available for this advisor.