AR
AR

Alan Edward Runkel

42 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningEducation PlanningEstate PlanningFinancial Planning & CoachingTax Planning
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
26657 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Loading...

Location

6290 Bridgetown Road, Cincinnati, OH, 45248

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Alan is associated with Independent Financial Resources, LLC and Private Advisor Group as a registered investment advisor. He also bowls in tournaments for prize money, dedicating minimal time to this activity.

Employment History
Current Registrations
Private Advisor Group, LLC
October 2015 - Present · 10 yrs 4 mos
LPL Financial LLCBroker
October 2015 - Present · 10 yrs 4 mos
Previous Registrations
Sterne Agee Investment Advisor Services, INC.
January 2015 - October 2015 · 9 mos
Sterne Agee Financial Services, INC.Broker
September 2014 - October 2015 · 1 yr 1 mo
Sterne Agee Investment Advisor Services, INC.
July 2000 - January 2015 · 14 yrs 6 mos
Wrp Investments, INC.Broker
March 1994 - September 2014 · 20 yrs 6 mos
American Capital CorporationBroker
November 1988 - March 1994 · 5 yrs 4 mos
Mesa Securities CorporationBroker
June 1988 - November 1988 · 5 mos
Amev Investors, INC.Broker
July 1987 - June 1988 · 11 mos
Cornwall Securities, INC.Broker
November 1986 - July 1987 · 8 mos
First Investors CorporationBroker
May 1983 - October 1986 · 3 yrs 5 mos
State Registrations13 states
FLGAILINKSKYMAMTNCNYOHSCTN
AdvisorBrokerBoth
Exams
No exam information available for this advisor.