TrueAdvisor
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DG
CFP · ChFC
DG
CFP · ChFC

David Harold Grubbs

Fortress Private Ledger, LLC
29 Years of Experience
1 DisclosureBroker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Fortress Private Ledger, LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
15 advisors
Number of Clients
502 clients
Average Client Portfolio
$689K average
Assets Under Management
$346.1M

Fee Structure

Minimum Investment:$100K
Financial Planning:Investment management only

Location

3110 Edwards Mill Rd, Ste 200, Raleigh, NC, 27612

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 1989
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

David works as a CPA/bookkeeper/tax preparer, dedicating about 10-20% of his time. He also serves as a FINRA arbitrator, requiring minimal time, and provides commercial pilot services a few days per month.

Employment History
Current Registrations
Fortress Private Ledger, LLC
January 2022 - Present · 4 yrs 1 mo
Fortress Private Ledger, LLCBroker
January 2022 - Present · 4 yrs 1 mo
Previous Registrations
LPL Financial LLCBroker
May 2010 - January 2022 · 11 yrs 8 mos
LPL Financial LLC
May 2010 - January 2022 · 11 yrs 8 mos
Investment Advisors
November 2007 - April 2010 · 2 yrs 5 mos
Proequities, INC.Broker
October 2007 - April 2010 · 2 yrs 6 mos
Linsco/private Ledger CORP.
May 2007 - October 2007 · 5 mos
Linsco/private Ledger CORP.Broker
May 2007 - October 2007 · 5 mos
Lincoln Financial Advisors Corporation
February 2005 - October 2006 · 1 yr 8 mos
Lincoln Financial Advisors CorporationBroker
February 2005 - October 2006 · 1 yr 8 mos
The Lincoln National Life Insurance CompanyBroker
February 2005 - June 2006 · 1 yr 4 mos
AXA Advisors, LLC
December 2001 - April 2003 · 1 yr 4 mos
AXA Advisors, LLCBroker
February 1997 - April 2003 · 6 yrs 2 mos
The Equitable Life Assurance Society of the United StatesBroker
February 1997 - January 2000 · 2 yrs 11 mos
Primus/monetary Investment CompanyBroker
August 1986 - January 1988 · 1 yr 5 mos
Thomson Mckinnon Securities INC.Broker
June 1983 - March 1985 · 1 yr 9 mos
State Registrations1 state
NC
AdvisorBrokerBoth
Exams
No exam information available for this advisor.