Daniel Joyce
Daniel Joyce is a registered investment advisor at Westpark Capital, INC., based in New York, NY, with 42 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 234 clients with $48M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
WPC offers investment management through third-party money managers (TPMs). The annual asset-based fee can range from 0.25% to 2.75% of the assets managed. Fees may vary depending on the size of the account. The TPM's fees and billing schedule will be disclosed in their brochure. A percentage of the total fee is shared by the TPM, WPC, and your Investment Advisor Representative.
Location
535 Fifth Ave, 22nd Floor, New York, NY, 10017
Get directionsHistory
Regulatory History (3)
Customer Dispute
October 2022Employment Separation After Allegations
March 2018Judgment / Lien
September 2008Other Business ActivitiesSells Insurance
Daniel is an independent broker placing fixed life and health insurance products with clients since 1991. This takes a few hours per week.
Employment History
Current Registrations
Westpark Capital, INC.
Westpark Capital, INC.Broker
Previous Registrations
Scf Investment Advisors, INC.
Scf Securities, INC.Broker
LPL Financial LLC
LPL Financial LLCBroker
Guardian Investor Services CorporationBroker
W. S. Griffith & CO., INC.Broker
Chris Securities INC.Broker
Personal Economics Securities CorporationBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.