Frank Bodi is a registered investment advisor at Asset Strategies, INC, based in lisle, IL, with 41 years of industry experience. Frank operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management. Their firm serves 183 clients with $50M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
183 clients
Average Client Portfolio
$274K average
Assets Under Management
$50.2M
Fee Structure
Minimum Investment:$250K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.00% |
| $500K+ | 0.75% |
The investment advisory fee is negotiable at Registrant’s discretion, depending upon objective and subjective factors.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
4722 main st, lisle, IL, 60532
Get directionsHistory
Regulatory History (14)
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Regulatory
January 2025Final
Employment Separation After Allegations
February 2024Regulatory
December 2016Final
Customer Dispute
July 2010Settled
Regulatory
August 2003Final
Customer Dispute
June 2002Settled
Customer Dispute
May 2002Denied
Employment Separation After Allegations
April 2002Customer Dispute
January 2002Settled
Employment Separation After Allegations
September 2000Customer Dispute
April 2000Closed-No Action
Customer Dispute
June 1999Award / Judgment
Customer Dispute
July 1997Settled
Customer Dispute
April 1997Settled
Employment History
Current Registrations
Asset Strategies, INC
July 2025 - Present · 9 mos
Previous Registrations
Asset Strategies, INC
April 2024 - December 2024 · 8 mos
Landolt Securities, INC.
July 2017 - February 2024 · 6 yrs 7 mos
Landolt Securities, INC.Broker
March 2017 - February 2024 · 6 yrs 11 mos
Ifs SecuritiesBroker
September 2016 - January 2017 · 4 mos
Ifs Advisory, LLC
September 2016 - January 2017 · 4 mos
Coastal Investment Advisors
January 2013 - September 2016 · 3 yrs 8 mos
Coastal Equities, INC.Broker
January 2013 - September 2016 · 3 yrs 8 mos
Fintegra Financial Solutions
March 2010 - December 2012 · 2 yrs 9 mos
Fintegra, LLCBroker
February 2010 - December 2012 · 2 yrs 10 mos
Capital City Securities, LLCBroker
June 2008 - February 2010 · 1 yr 8 mos
Capital City Asset Management Group, LLC
March 2008 - March 2010 · 2 yrs
Interocean Securities LLCBroker
September 2007 - November 2007 · 2 mos
Prim Advisors, Incorporated
July 2006 - September 2007 · 1 yr 2 mos
Prim Advisors, Incorporated
April 2003 - December 2004 · 1 yr 8 mos
Prim Securities, IncorporatedBroker
May 2002 - September 2007 · 5 yrs 4 mos
UBS Painewebber INC.Broker
September 2000 - May 2002 · 1 yr 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1984 - September 2000 · 16 yrs 6 mos
Portfolio Securities Transactions CorporationBroker
April 1983 - November 1983 · 7 mos
State Registrations1 state
OH
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.