Richard Stainsby
Richard Stainsby is a CFP-designated registered investment advisor at Wealthstar Advisors, LLC, based in Plano, TX, with 35 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 712 clients with $790M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Fee is for annuity and 401(k) plan participant advisory services. Fees are negotiable.
Fee Estimator
Location
305B W Spring Creek Pkwy, Suite 400, Plano, TX, 75023
Get directionsHistory
Regulatory History (4)
Customer Dispute
December 2009Customer Dispute
July 2007Customer Dispute
April 2000Customer Dispute
April 2000Other Business ActivitiesSells Insurance
Richard operates under the DBA Upstream Investment Partners. He is also an independently licensed insurance agent appointed with various insurance companies.
Employment History
Current Registrations
Wealthstar Advisors, LLC
Previous Registrations
Spc
Sigma Financial CorporationBroker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Metlife Securities INC.
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
Lasalle St Securities, L.L.C.Broker
Source Capital Group, INC.Broker
Merit Capital Associates, INC.Broker
Cambridge Investment Research, INC.Broker
Sunamerica Securities, INC.Broker
Fifth Third Securities, INC.Broker
Fifth Third Securities, INC.Broker
Wells Fargo Securities INC.Broker
Comerica SecuritiesBroker
Northern Trust Securities, INC.Broker
New England Securities CorporationBroker
Anchor National Financial Services, INC.Broker
B.C. Christopher Securities CO.Broker
Southmark Financial Services, INC.Broker
Design Capital Securities CORP.Broker
Nml Equity Services, INC.Broker
Connecticut Mutual Financial Services, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.