Andrew Nicholl
Andrew Nicholl is a registered investment advisor at First Heartland Consultants, INC., based in Lake St. Louis, MO, with 42 years of industry experience. Andrew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 6,771 clients with $1.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
First Heartland Consultants offers a non-wrap program where your advisor manages your investments for a fee. The maximum fee is 1.75% of the assets managed, but the actual fee is negotiated between you and your advisor. This fee is paid quarterly in advance.
They also offer a 401(k) self-directed brokerage account program (SDBA) through The Pacific Financial Group (TPFG). In this program, First Heartland receives 0.75% of your assets annually, paid monthly, which is split between First Heartland and your advisor.
Location
4101 Lake St. Louis Blvd, Lake St. Louis, MO, 63367
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Andrew is a sole proprietor selling and consulting on insurance and financial products since 2005. He is also an IAR with First Heartland Consultants, Inc. providing investment advisory services since 2003.
Employment History
Current Registrations
First Heartland Consultants, INC.
First Heartland Capital, INC.Broker
Previous Registrations
1st Global Advisors INC
1st Global Capital CORP.Broker
Investacorp, INC.Broker
W. S. Griffith & CO., INC.Broker
Sentra Securities CorporationBroker
W. S. Griffith & CO., INC.Broker
Home Life Equity Sales CORP.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.