Patrick John Fitzsimmons

Woodstock Wealth Management, INC.

36 Years of Experience

7 DisclosuresSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingHigh Net WorthBusiness Owners

Woodstock Wealth Management, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

25 advisors

Number of Clients

1,538 clients

Average Client Portfolio

$410K average

Assets Under Management

$629.9M

Fee Structure

Minimum Investment:$25K

Financial Planning:Investment management only

Location

1001 State Street, Suite 1400, Erie, PA, 16501

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History

Regulatory History (7)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

January 2011

Settled

Customer Dispute

June 2010

Settled

Customer Dispute

February 2010

Denied

Customer Dispute

January 2009

Settled

Customer Dispute

December 2008

Denied

Customer Dispute

October 2006

Settled

Customer Dispute

September 2002

Denied

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Patrick is involved in several outside business activities. He is the VP of Ferncliff Enterprises LLC, doing business as Luggagedesigners.com, dedicating minimal time to strategic planning and business advice. Patrick also owns Fitzsimmons Financial Services LLC, operating a branch office for Woodstock Wealth Management, dedicating minimal time to paying branch expenses, and as a sole proprietor, he spends minimal time offering and selling non-securities insurance.

Employment History

Current Registrations

Woodstock Wealth Management, INC.

November 2018 - Present · 7 yrs 3 mos

Previous Registrations

Woodstock Financial Group, INC.Broker

November 2018 - December 2019 · 1 yr 1 mo

Ifs SecuritiesBroker

January 2018 - November 2018 · 10 mos

Ifs SecuritiesBroker

January 2016 - August 2016 · 7 mos

Ifs Advisory, LLC

February 2012 - November 2018 · 6 yrs 9 mos

Ifs SecuritiesBroker

December 2011 - December 2015 · 4 yrs

Ids Life Insurance CompanyBroker

October 1994 - July 2006 · 11 yrs 9 mos

Gkn Securities CORP.Broker

December 1993 - October 1994 · 10 mos

Chatfield Dean & CO., INC.Broker

November 1993 - December 1993 · 1 mo

Pruco Securities CorporationBroker

October 1988 - September 1993 · 4 yrs 11 mos

The Prudential Insurance Company of AmericaBroker

October 1988 - September 1993 · 4 yrs 11 mos

State Registrations2 states

FLPA

Advisor

Exams

No exam information available for this advisor.