JW
JW
John Whittington
43 Years of Experience
3 Disclosures
John Whittington is a registered investment advisor at Live Oak Wealth Advisory Group, LLC, based in Houston, TX, with 43 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 2 more. Their firm serves 114 clients with $140M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4 advisors
Number of Clients
114 clients
Average Client Portfolio
$1.3M average
Assets Under Management
$143.0M
Fee Structure
Minimum Investment:$1M
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.75% |
| $500K - $1.0M | 1.50% |
| $1M+ | 1.25% |
Fees are negotiable. Certain clients may be subject to a legacy fee schedule of 1.00% annually.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
3730 Kirby Drive, Suite 1200, Houston, TX, 77030
Get directionsHistory
Regulatory History (3)
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Customer Dispute
May 2017Denied
Customer Dispute
March 2002Denied
Customer Dispute
November 1997Denied
Employment History
Current Registrations
Live Oak Wealth Advisory Group, LLC
June 2021 - Present · 4 yrs 10 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 1993 - June 2021 · 27 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1993 - June 2021 · 27 yrs 8 mos
Edward D. Jones & CO., L.P.Broker
March 1983 - October 1993 · 10 yrs 7 mos
State Registrations2 states
LATX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.