James Smith is a registered investment advisor at Parvin Asset Management, LLC, based in Sioux Falls, SD, with 24 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 97 clients with $140M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $10.0M | 1.00% |
| $10.0M - $50.0M | 0.80% |
| $50M+ | 0.60% |
Schedule shown is for Select Equity & Balanced accounts. Hedged Equity: First $10M: 1.25%, Next $40M: 1.00%, Over $50M: 0.75%. Fixed Income: First $10M: 0.50%, Next $40M: 0.40%, Over $50M: 0.30%. Ultrashort Treasury: First $10M: 0.35%, Next $40M: 0.25%, Over $50M: 0.15%. Fees are negotiable. A blended fee is negotiated for accounts with multiple investment objectives.
Fee Estimator
Location
101 S. Reid Street, Sioux Falls, SD, 57103
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Other Business Activities
James is a Portfolio Manager, Managing Director, and Owner of Parvin Asset Management, LLC and Parvin Fund Management, LLC. He dedicates his time to these investment-related businesses during securities trading hours.
Employment History
Current Registrations
Parvin Asset Management, LLC
Parvin Fund Management
Previous Registrations
Parvin Asset Management
Philadelphia Investment Management CO
State Registrations5 states
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