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Sandralin Josephine Kiss
Financial Northeastern Securities, INC.
41 Years of Experience
1 Disclosure
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Financial Northeastern Securities, INC.
Compensation
Fee-Only (AUM)
Firm Size
9 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
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Location
100 Passaic Ave., One Greenbrood Corp., Fairfield, NJ, 07006
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History
Regulatory History (1)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
.
Customer Dispute
October 2011
Withdrawn
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How to Read Disclosures
Employment History
Current Registrations
Financial Northeastern Securities, INC.
October 2006 - Present · 19 yrs 4 mos
Financial Northeastern Securities, INC.
Broker
July 2000 - Present · 25 yrs 7 mos
Financial Northeastern Securities, INC.
July 2000 - Present · 25 yrs 7 mos
Previous Registrations
Icap Financial, INC.
Broker
June 2000 - June 2000 · 0 mos
Financial Northeastern Securities, INC.
Broker
November 1987 - May 2000 · 12 yrs 6 mos
Vanderbilt Securities, INC.
Broker
December 1986 - November 1987 · 11 mos
Vanderbilt Securities, INC.
Broker
November 1984 - January 1986 · 1 yr 2 mos
Barron, Marshall & Kamen CO., INC.
Broker
October 1984 - November 1984 · 1 mo
Monvest Limited Partnership
Broker
January 1984 - September 1984 · 8 mos
Southeast Securities of Florida, INC.
Broker
March 1983 - February 1984 · 11 mos
State Registrations
53 states
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Virgin Islands
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Advisor
Broker
Both
Exams
No exam information available for this advisor.