JK
JK

James Wilder Korth

42 Years of Experience
4 DisclosuresBroker
Areas of Practice
Investment Management
Compensation
Commission-BasedFee-Only (AUM)
Firm Size
6 advisors
Number of Clients
12 clients
Average Client Portfolio
$18.8M average
Assets Under Management
$225.6M

Fee Structure

Minimum Investment:$500K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K1.50%
$500K - $1.0M1.25%
$1.0M - $2.0M1.00%
$2M+1.00%

Fees negotiable for accounts over $2,000,000.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Minimum Annual Fee:$7,500
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Location

135 San Lorenzo Avenue, Suite 600, Coral Gables, FL, 33146

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
September 2021
Final
Regulatory
September 2003
Final
Regulatory
July 1998
Final
Civil
February 1997
Final
Other Business Activities

James is the Chairman of the Board, Founder, and Director of Korth Direct Mortgage Inc (KDM), which makes and services loans. He also owns 11% of FINSUM, a financial online newsletter and data company, where his role is advisory, taking minimal time.

Employment History
Current Registrations
J W Korth & Company
March 2011 - Present · 14 yrs 11 mos
J.W. Korth & CompanyBroker
May 1990 - Present · 35 yrs 9 mos
Previous Registrations
J. W. Korth & CompanyBroker
January 1987 - May 1990 · 3 yrs 4 mos
J.W. Korth & Company, INC.Broker
January 1986 - January 1987 · 1 yr
J.W. Korth & Company, INC.Broker
April 1983 - December 1985 · 2 yrs 8 mos
State Registrations17 states
AZCACTFLGAILKYLAMAMDMIMONCNJPATXVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.