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DS

David Bower Stevenson

Oakwood Capital, INC.
42 Years of Experience
1 DisclosureBroker
View SEC Summary
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Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningInsurance PlanningHigh Net WorthBusiness Owners
Oakwood Capital, INC.
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
20 advisors
Number of Clients
599 clients
Average Client Portfolio
$435K average
Assets Under Management
$260.3M

Fee Structure

Minimum Investment:$25K

Location

600 Highway 169 South, Suite 1410, St. Louis Park, MN, 55426

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2018
Settled
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Other Business Activities

David is an Investment Advisor Representative of Oakwood Capital, Inc. since 2009, dedicating a significant amount of time to this role. David also owns Arctic Ice Lantern, a holiday decoration business, spending minimal time on it each month.

Employment History
Current Registrations
Oakwood Capital Securities, INC.Broker
March 2024 - Present · 1 yr 11 mos
Oakwood Capital Securities, INC.
March 2024 - Present · 1 yr 11 mos
Oakwood Capital, INC.
July 2012 - Present · 13 yrs 7 mos
Previous Registrations
Gardner Advisors INC.
July 2012 - December 2020 · 8 yrs 5 mos
Oakwood Capital Securities, INC.Broker
September 2009 - December 2023 · 14 yrs 3 mos
RBC Capital Markets Corporation
April 2005 - September 2009 · 4 yrs 5 mos
RBC Capital Markets CorporationBroker
March 1998 - September 2009 · 11 yrs 6 mos
Dain Rauscher IncorporatedBroker
September 1993 - March 1998 · 4 yrs 6 mos
Prudential Securities IncorporatedBroker
January 1983 - September 1993 · 10 yrs 8 mos
State Registrations6 states
AZCOFLIAMNWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.