Georgene Marie Grattan

Grattan Financial Strategies, INC.

42 Years of Experience

3 DisclosuresBroker

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningFinancial Planning & CoachingEstate PlanningTax Planning

Grattan Financial Strategies, INC.

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

2 advisors

Number of Clients

335 clients

Average Client Portfolio

$947K average

Assets Under Management

$317.4M

Fee Structure

Minimum Investment:None

Location

8814 Huntington Drive, San Gabriel, CA, 91775-1271

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History

Regulatory History (3)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Regulatory

May 2005

Final

Customer Dispute

February 2005

Settled

Customer Dispute

November 1995

Settled

View Full SEC Report How to Read Disclosures

Other Business Activities

Georgene is the President and CEO of Grattan Financial Strategies, Inc. She is also a 50% shareholder in Grattan Enterprises, Inc., a food company, dedicating about 10-20% of her time, and owns Gigi's Fine Chocolates as a chef and chocolatier, spending a few hours per week.