RM
RM

Richard Mcguire

40 Years of Experience
1 DisclosureBroker

Richard Mcguire is a registered investment advisor at Wright Investors Service INC, based in Shelton, CT, with 40 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 79 clients with $1.2B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
7 advisors
Number of Clients
79 clients
Average Client Portfolio
$15.7M average
Assets Under Management
$1.2B

Fee Structure

Minimum Investment:$10M
Investment management only (planning not offered)
Minimum Annual Fee:$10,000

Wright Investors' Service primarily serves institutional clients and sub-advisory clients. The fees for these services are based on a percentage of the assets managed. The specific fees are negotiable and may be billed in advance or arrears. The fees are exclusive of brokerage commissions, transaction fees, and other related costs and expenses.

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Location

2 Corporate Drive, Suite 770, Shelton, CT, 06484

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2000
Settled
Employment History
Current Registrations
Wright Investors Service INC
January 2012 - Present · 14 yrs 3 mos
Wright Investors' Service Distributors, INC.Broker
April 2011 - Present · 15 yrs
Previous Registrations
Nylife Securities LLCBroker
August 2009 - October 2009 · 2 mos
PHD CapitalBroker
November 2001 - October 2008 · 6 yrs 11 mos
Tasin & Company, INC.Broker
July 1995 - February 2001 · 5 yrs 7 mos
Murphey, Marseilles, Smith & Nammack, INC.Broker
April 1995 - July 1995 · 3 mos
Kensington Wells IncorporatedBroker
February 1995 - April 1995 · 2 mos
Meridian, Dunhill & CO., INC.Broker
October 1994 - February 1995 · 4 mos
Dunhill Equities, INC.Broker
July 1994 - October 1994 · 3 mos
Emanuel and CompanyBroker
December 1989 - July 1994 · 4 yrs 7 mos
J F Lowe & Company IncorporatedBroker
January 1989 - December 1989 · 11 mos
Greentree Securities CORP.Broker
January 1988 - January 1989 · 1 yr
Brooks Weinger Robbins & Leeds INC.Broker
January 1984 - January 1988 · 4 yrs
Brooks, Hamburger, Satnick, INC.Broker
July 1983 - January 1984 · 6 mos
Fahnestock & CO.Broker
December 1982 - June 1983 · 6 mos
State Registrations2 states
CTTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.