Cynthia Laden Newman

LPL Financial LLC

40 Years of Experience

1 DisclosureBroker

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningEducation PlanningEstate PlanningFinancial Planning & CoachingTax Planning

LPL Financial LLC

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

26657 advisors

Number of Clients

1,676,192 clients

Average Client Portfolio

$369K average

Assets Under Management

$618.9B

Fee Structure

Minimum Investment:$1K

Location

Los Angeles, CA

Get directions

History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

March 2001

Settled

View Full SEC Report How to Read Disclosures

Other Business Activities

Cynthia operates her LPL business under the DBA Gladstone Wealth Partners. She also runs Cynthia Newman Consulting, an executive coaching business, dedicating about 10-20% of her time to it. Additionally, Cynthia provides investment advisory services through Gladstone Institutional Advisory, LLC, spending nearly full-time hours on this activity.