HP
ChFC
HP
ChFC

Herbert Louis Perlin

42 Years of Experience
Sells Insurance
Areas of Practice
Retirement PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
26 advisors
Number of Clients
1,302,710 clients
Average Client Portfolio
$213.393 average
Assets Under Management
$278.0M

Fee Structure

Financial Planning:Investment management only
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Location

11726 Seven Gables Rd, Symmes Township, Cincinnati, OH, 45249

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Herbert is the owner of Perlin Rossen & Associates DBA Perlin Retirement Solutions, LLC, providing security solutions and selling insurance products. He dedicates full-time hours to this investment-related business, including during securities trading hours.

Employment History
Current Registrations
Horter Investment Management, LLC
April 2017 - Present · 8 yrs 10 mos
Previous Registrations
Next Financial Group, INC.
August 2003 - April 2017 · 13 yrs 8 mos
Next Financial Group, INC.Broker
August 2003 - April 2017 · 13 yrs 8 mos
Financial Security Advisory INC
December 1999 - September 2003 · 3 yrs 9 mos
Financial Security Management, IncorporatedBroker
October 1999 - September 2003 · 3 yrs 11 mos
Investors Security Company, INC.Broker
April 1998 - October 1999 · 1 yr 6 mos
Investors Security Company, INC.Broker
March 1998 - March 1998 · 0 mos
Walnut Street Securities, INC.Broker
March 1996 - March 1998 · 2 yrs
MML Investors Services, INC.Broker
March 1996 - April 1996 · 1 mo
G. R. Phelps & CO., INC.Broker
August 1983 - March 1996 · 12 yrs 7 mos
MML Investors Services, INC.Broker
January 1983 - July 1983 · 6 mos
Massachusetts Mutual Life Insurance CompanyBroker
December 1982 - July 1983 · 7 mos
State Registrations1 state
VA
Advisor
Exams
No exam information available for this advisor.