Herbert Perlin
Herbert Perlin is a ChFC-designated registered investment advisor at Horter Investment Management, LLC, based in Cincinnati, OH, with 43 years of industry experience. Herbert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 1,302,710 clients with $280M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Horter Investment Management charges an annual advisory fee based on a percentage of the value of your investments, assessed quarterly. The maximum annual fee is 1.99%, which includes investment management, program administration, and financial professional compensation. Fees may be negotiable based on factors like client type and account size. Horter offers different portfolio management programs with varying fees. For retirement plan asset management using indexed funds, the fee is 0.50%. Non-discretionary accounts are charged 0.1% with a $50 minimum quarterly fee.
Location
11726 Seven Gables Rd, Symmes Township, Cincinnati, OH, 45249
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Herbert is the owner of Perlin Rossen & Associates DBA Perlin Retirement Solutions, LLC, providing security solutions and selling insurance products. He dedicates full-time hours to this investment-related business, including during securities trading hours.
Employment History
Current Registrations
Horter Investment Management, LLC
Previous Registrations
Next Financial Group, INC.
Next Financial Group, INC.Broker
Financial Security Advisory INC
Financial Security Management, IncorporatedBroker
Investors Security Company, INC.Broker
Investors Security Company, INC.Broker
Walnut Street Securities, INC.Broker
MML Investors Services, INC.Broker
G. R. Phelps & CO., INC.Broker
MML Investors Services, INC.Broker
Massachusetts Mutual Life Insurance CompanyBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.