Arthur Smithee
Arthur Smithee is a registered investment advisor at Diamond Wealth Management, LLC, based in Alpine, UT, with 36 years of industry experience. Arthur operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management. Their firm serves 337 clients with $180M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Diamond Wealth Management offers investment management services based on a percentage of your portfolio. The annual fee is negotiable, and accounts within the same household may be combined for a reduced fee. Fees are billed quarterly in advance. If DWM uses sub-advisors, you will not pay additional fees.
Location
40 W. Main Street Court, Suite 250E, Alpine, UT, 84004
Get directionsHistory
Regulatory History (3)
Regulatory
April 2017Employment Separation After Allegations
December 2014Employment Separation After Allegations
November 1994Other Business ActivitiesSells Insurance
Arthur is an insurance agent since 1981, dedicating a few hours per week to marketing and sales of insurance. He also manages several LLCs involved in medical devices, technology consulting, and serves as a board member for a software company, in addition to being a licensed real estate agent.
Employment History
Current Registrations
Diamond Wealth Management, LLC
Previous Registrations
Bfc Planning, INC.
Berthel, Fisher & Company Financial Services, INC.Broker
Bfc Planning, INC.
Berthel, Fisher & Company Financial Services, INC.Broker
LPL Financial LLC
LPL Financial LLCBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.