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AS
AS

Arthur J Smithee

Diamond Wealth Management, LLC
35 Years of Experience
3 DisclosuresSells Insurance
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningTax PlanningHigh Net Worth
Diamond Wealth Management, LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
6 advisors
Number of Clients
337 clients
Average Client Portfolio
$544K average
Assets Under Management
$183.5M

Fee Structure

Minimum Investment:$250K

Location

40 W. Main Street Court, Suite 250E, Alpine, UT, 84004

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
April 2017
Final
Employment Separation After Allegations
December 2014
Employment Separation After Allegations
November 1994
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Arthur is an insurance agent since 1981, dedicating a few hours per week to marketing and sales of insurance. He also manages several LLCs involved in medical devices, technology consulting, and serves as a board member for a software company, in addition to being a licensed real estate agent.

Employment History
Current Registrations
Diamond Wealth Management, LLC
September 2018 - Present · 7 yrs 5 mos
Previous Registrations
Bfc Planning, INC.
November 2017 - January 2018 · 2 mos
Berthel, Fisher & Company Financial Services, INC.Broker
August 2017 - January 2018 · 5 mos
Bfc Planning, INC.
February 2015 - May 2017 · 2 yrs 3 mos
Berthel, Fisher & Company Financial Services, INC.Broker
January 2015 - May 2017 · 2 yrs 4 mos
LPL Financial LLC
May 2004 - January 2015 · 10 yrs 8 mos
LPL Financial LLCBroker
May 2004 - January 2015 · 10 yrs 8 mos
Citigroup Global Markets INC.
September 2000 - June 2004 · 3 yrs 9 mos
Citigroup Global Markets INC.Broker
January 1995 - June 2004 · 9 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1988 - December 1994 · 6 yrs 1 mo
State Registrations2 states
TXUT
Advisor
Exams
No exam information available for this advisor.
Arthur J Smithee - Financial Advisor | TrueAdvisor