Richard Dean Spivey

ChFC

M Holdings Securities, INC.

43 Years of Experience

1 DisclosureBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningFinancial Planning & Coaching

M Holdings Securities, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

327 advisors

Number of Clients

3,621 clients

Average Client Portfolio

$1.1M average

Assets Under Management

$4.1B

Fee Structure

Minimum Investment:$10K

Location

9690 Deereco Road, Suite 650, Timonium, MD, 21093

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History

Regulatory History (1)

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Customer Dispute

July 2013

Settled

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Other Business ActivitiesSells Insurance

Richard is the President & Chief Marketing Officer of The L. Warner Companies, Inc., where he acts as an IAR rep and participates in fixed insurance sales. This takes about a quarter of his time. He also serves on the Finance Committee as a Board Member for Timonium Methodist Church, dedicating minimal time.