AO
CFP
AO
CFP

Anita Marie O'connor

43 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningEducation PlanningCharitable GivingBusiness OwnersHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
57 advisors
Number of Clients
3,238 clients
Average Client Portfolio
$791K average
Assets Under Management
$2.6B

Fee Structure

Minimum Investment:$5K
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Location

9870 Research Dr, Irvine, CA, 92618-4310

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Anita is an independent insurance agent for various independent insurance companies since 1984, dedicating minimal time to this activity. She is also an investment advisor representative, spending full-time hours per week on this activity.

Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
March 2020 - Present · 5 yrs 11 mos
Cooper Mcmanus
October 2011 - Present · 14 yrs 4 mos
Previous Registrations
Securities America, INC.Broker
December 2010 - March 2020 · 9 yrs 3 mos
Associated Planners Investment Advisory INC
April 2001 - September 2004 · 3 yrs 5 mos
Gainsborough Financial Consultants, INC.
July 1997 - December 2012 · 15 yrs 5 mos
Associated Securities CORP.Broker
February 1983 - April 2006 · 23 yrs 2 mos
Private Ledger Financial Services, IncorporatedBroker
August 1982 - March 1983 · 7 mos
State Registrations1 state
CA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.