Thomas Roehl
Thomas Roehl is a CFP-designated registered investment advisor at Roehl & Yi Investment Advisors, LLC, based in Eastsound, WA, with 43 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 478 clients with $860M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Roehl & Yi manages investments as part of a bundled service called the Roehl & Yi Wrap Fee Program. The annual fee for this program is based on the amount of assets managed. For assets managed outside of the program, clients are responsible for transaction costs and other fees. The annual fee is charged quarterly, in advance, based on the market value of the assets being managed.
Location
Eastsound, WA
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Regulatory History (1)
Regulatory
August 1991Other Business ActivitiesSells Insurance
Thomas is a part owner of Roehl & Yi Investment Services, selling life, disability, and long-term care insurance, dedicating minimal time. He also co-owns an investment advisory firm, Roehl & Yi Investment Advisors, spending nearly full-time providing investment advice to clients.
Employment History
Current Registrations
Roehl & Yi Investment Advisors, LLC
Previous Registrations
Kms Financial Services, INC.Broker
Walnut Street Securities, INC.Broker
Integrated Resources Equity CorporationBroker
Ids Marketing CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.