Thomas Henry Roehl

CFP

Roehl & Yi Investment Advisors, LLC

43 Years of Experience

1 DisclosureSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningEstate PlanningCharitable GivingEducation Planning

Roehl & Yi Investment Advisors, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

9 advisors

Number of Clients

478 clients

Average Client Portfolio

$1.8M average

Assets Under Management

$857.8M

Fee Structure

Minimum Investment:$2M

Financial Planning:Included in AUM fee

Location

Eastsound, WA

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History

Regulatory History (1)

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Regulatory

August 1991

Final

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Other Business ActivitiesSells Insurance

Thomas is a part owner of Roehl & Yi Investment Services, selling life, disability, and long-term care insurance, dedicating minimal time. He also co-owns an investment advisory firm, Roehl & Yi Investment Advisors, spending nearly full-time providing investment advice to clients.

Employment History

Current Registrations

Roehl & Yi Investment Advisors, LLC

July 2002 - Present · 23 yrs 7 mos

Previous Registrations

Kms Financial Services, INC.Broker

March 2005 - December 2014 · 9 yrs 9 mos

Walnut Street Securities, INC.Broker

May 1989 - March 2005 · 15 yrs 10 mos

Integrated Resources Equity CorporationBroker

May 1983 - May 1989 · 6 yrs

Ids Marketing CorporationBroker

August 1982 - May 1983 · 9 mos

State Registrations2 states

ORWA

Advisor

Exams

No exam information available for this advisor.