Ronald Paprocki
Ronald Paprocki is a CFP-designated registered investment advisor at Ausdal Financial Partners, INC., based in Chicago, IL, with 43 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 10,402 clients with $2.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ausdal Financial Partners offers several investment management programs. Fees vary depending on the program and custodian.
Advisor Managed Account (AMP): Fees are negotiated with your advisor, with a maximum annual fee of 3%. Wrap accounts include all transaction costs, while non-wrap accounts charge separately for advisory services and transactions.
Third Party Managed Accounts (SMA/UMA): Fees consist of an Investment Advisor Representative Fee, a Platform Fee (0.11% to 0.28%), and a Manager Fee (0% to 0.80%).
Retirement Plan Advisory Program: Maximum annual fee of 3%. Fees can be a fixed percentage or tiered based on account assets.
Held Away Accounts (Pontera): Maximum advisory fee of 1.5% of account assets. Fees must be deducted from an alternate advisory account or billed directly to the client.
Location
8750 W. Bryn Mawr Ave., Suite 325, Chicago, IL, 60631
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Ronald is the President & CEO of Mediqus Asset Advisors Inc., a registered investment advisor, dedicating full-time hours to client acquisition, service standards, and compliance. He also assists clients with life, disability, and long-term care insurance products, spending minimal time on this activity. Finally, Ronald is a managing member of Bigpic79, LLC, a real estate/rental property business, dedicating minimal time to bookkeeping and management.
Employment History
Current Registrations
Ausdal Financial Partners, INC.Broker
Mediqus Asset Advisors, INC.
Previous Registrations
LPL Financial CorporationBroker
Waterstone Financial Group, INC.Broker
Mutual Service CorporationBroker
American Medical Investment Company, L.P.Broker
Ama Investment Advisers, INC.Broker
Pml Securities CompanyBroker
Capital Analysts, IncorporatedBroker
John Hancock Distributors, INC.Broker
Cigna Securities, INC.Broker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.